Job Description

Reference # : 17-05954Title : US Client Asset Controls Manager
Location : Jacksonville, FL
Position Type : Direct Placement
Experience Level : Start Date : 06/23/2017

US Client Asset Controls Manager
Grab the opportunity to achieve your full potential! Eclaro is looking for an US Client Asset Controls Manager for our client in Jacksonville, FL.
Eclaro’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you’re up to the challenge, then take a chance at this rewarding opportunity!

The US Client Asset Controls Manager will be responsible for working for the Director in the US Client Asset Controls activities.

• Managing /performing critical daily processes, reporting and controls for SEC 15c3-3 Client Protection, Possession or Control
• Possession or Control reporting daily sign-off, including but not limited to upstream and downstream impacts with the ability to interact as a lead expert with regulators, auditors and independent quality check areas
• Prepare Possession or Control updates for senior management on a regular basis

• Excellent organizational, communication, and presentation skills
• Proven skills in managing SEC 15c3-3 deliverables and negotiating with LOB key stakeholders to achieve timely and positive outcome to various initiatives
• Demonstrated capability of understanding complex business and regulatory concepts in a fast paced environment, focused on continual improvements
• Must be detail oriented with a strong ability for follow up
• Experience in leveraging business and system resources to improve processes
• Proactive, team player and ability to work independently
• Proven SEC 15c3-3 experience and U.S. Broker Dealer Industry experience a must
• Strong working knowledge of Microsoft Excel, Word, and PowerPoint
• Proficient in Excel and VISIO functions (i.e. pivot tables, formulas, process flows)
• Job requires the Series 99 (Operations Professional) or other qualified license as outlined by Client, and performs one or more covered functions on behalf of a broker/dealer

Interested in applying? Contact Charly Vie at now.

Equal Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

Application Instructions

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