Job Description

Regulatory Reporting Controller
Job Number: 22-00112
Grab the opportunity to achieve your full potential! Eclaro is looking for a Regulatory Reporting Controller for our client in Charlotte, NC.
Eclaro’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you’re up to the challenge, then take a chance at this rewarding opportunity!
  • Preparation of Daily and monthly 15c3-1 or 5c3-3 Capital computation or swap dealer reporting.
  • Responsible for the maintenance of 15c3-1 or 15c3-3 or swap dealer procedures, control documentation and spreadsheet compliance.
  • Responsible for responding to queries from Business Partners related to the daily 15c3-1 or 15c3-3 capital computation.
  • Assistance with providing support to Client, SEC, Internal, and public auditors
  • Working with Offshore team for tasks related to 15c3-1 or 15c3-3 reporting
Required Qualifications:
  • Bachelor's degree (or higher) (finance or accounting strongly preferred)
  • Minimum of four years of professional experience in accounting/finance
  • Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-1 or 15c3-3
  • Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
  • Strong problem solving skills and analytical abilities
  • Strong communication and presentation skills
  • Ability to work well both independently and as part of a team
  • Strong attention to details         
  • Advanced experience/skills with Excel and complex spreadsheets
  • Previous experience in the financial services industry
  • CPA or equivalent a plus
  • Series 27 or Ops 99 license a plus

If interested, you may contact:
Auwie Mula Cruz

Equal Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status. 

Application Instructions

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