Job Description

Regulatory Reporting Controller
 

Grab the opportunity to achieve your full potential! Eclaro is looking for a Regulatory Reporting Controller for our client in Charlotte, NC.
 
Eclaro’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you’re up to the challenge, then take a chance at this rewarding opportunity!
 

Position Overview:
  • Prepares legal entity P&L, balance sheet, liquidity, capital and FX reports filed with regulators and variance analysis
  • Prepare regulatory calculations, performs and documents control processes for local Banks, Broker Dealers and other legal entities, prepares/reviews data submissions for regulatory reporting teams
 
Responsibilities:
  • Preparation of Daily and monthly 15c3-1 Capital computation
  • Responsible for the maintenance of 15c3-1 capital procedures, control documentation, and spreadsheet compliance
  • Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation
  • Assistance with providing support to Client, SEC, Internal, and public auditors
  • Working with FAKC (Offshore) team for tasks related to 15c3-1 capital
  • Preparation of daily FCM CFTC client protection calculations
 
Required Qualifications:
  • Bachelor's degree (or higher) (finance or accounting strongly preferred)
  • Minimum of four years of professional experience in accounting/finance
  • Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
  • Strong problem solving skills and analytical abilities
  • Strong communication and presentation skills
  • Ability to work well both independently and as part of a team
  • Strong attention to details
  • Advanced experience/skills with Excel and complex spreadsheets
 
Preferred Qualifications:
  • Previous experience in the financial services industry
  • Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-1 and 15c3-3
  • CPA or equivalent a plus
 

Interested in applying? Contact Adrian Miranda at adrian.miranda@eclaro.com now.
 

Equal Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

Application Instructions

Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!

Apply Online