Job Description

Regulatory Reporting Controller
Job Number: 19-02820
Grab the opportunity to achieve your full potential! Eclaro is looking for a Regulatory Reporting Controller for our client in Charlotte, NC.
Eclaro’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals. If you’re up to the challenge, then take a chance at this rewarding opportunity!
  • Assist in preparation of daily 15c3-3 calculation and reconciliation of monthly FOCUS 15c3-3 to daily 15c3-3
  • Support internal and external audits and periodic testing of 17a5 controls
  • Assist with Client and other regulatory examinations and queries
  • Ability to work in a team environment and multitask
  • Daily 15c3-3 Customer and PAB reserve computations
  • Trend and Analytical reporting related to 15c3-3 /PAB (Client Protection Rules)
  • Reconciliations and variance analysis of monthly general ledger balances to daily 15c3-3
  • PAB balances for FOCUS Reporting
  • Working with Internal and External Auditors
  • Assisting with Client and other Regulator examinations and inquires
  • Special Projects
Required Qualifications:
  • Bachelor Degree in Accounting/Finance
  • 1-2 years financial industry/banking experience/auditing experience
  • Strong financial analytics experience along with attention to detail
  • Advanced experience/skills with Excel and complex spreadsheets (v look ups, pivot tables, macro's)
  • Candidate must be able to work both independently and as team member
  • Strong communication and presentation skills
  • Self-Starter
Required Skills:
  • Broker Dealer experience
  • Regulatory experience
If interested, you may contact:
Adrian Miranda
Adrian Miranda | LinkedIn
Equal Opportunity Employer:
Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

Application Instructions

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