|Reference # :||17-00503||Title :||Internal Auditor|
|Location :||New York, NY|
|Position Type :||Direct Placement|
|Experience Level :||Start Date :||01/19/2017|
|Eclaro International is currently recruiting for a Internal Auditor for one of our financial services clients.|
Independently executes assigned audit activities and supervises audit team. Responsible for multiple projects simultaneously. Utilizes sound, seasoned analytical skills and possesses product, business, and technical expertise to execute assigned responsibilities. Coordinates, schedules, scopes and leads team activities on audits (incl. large, cross-functional). Leads analysis of control deficiencies as well as expansion and refinement of documentation for more complex control deficiencies to drive actionable business impact, influences management on sufficiency of correctives actions, recommends audit rating. Implements risk based audit strategy. Exercises judgment and critical thinking to influence business partners. Identifies control trends in assigned business areas as well as impact to the business and to the Bank overall by applying deep and broad business acumen. Coaches/trains team in execution of the audit.
? At least 5-7 years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry or strong knowledge/experience of Global Markets/Investment Banking lines of business and support functions e.g. Operations Settlement and Collateral management.
? Understanding of financial instruments; with a focus on cash products (Stocks and Bonds), Swaps, futures, derivatives, prime brokerage, securities lending and financing products.
? Candidate should also be familiar with key securities industry regulations e.g. Volcker, DF Real Time Reporting, SEC Capital and Client Asset rules and US market structure as well as the key processes and controls within the Finance, Operations and Middle Office functions.
? Awareness of basic application controls, as well as proficiency with spreadsheets and other analytical tools would be an advantage.
? Understanding of applicable regulatory rules.
? Excellent verbal and written communication skills.
? Ability to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions.
? Ability to work in a team environment and supervise a project team.
? Bachelors or Masters degree. CPA,CA or CFA preferred.