Job Description

Reference # : 17-09131Title : Compliance Associate
Location : Sleepy Hollow, NY
Position Type : Contract
Experience Level : Start Date / End Date : 12/18/2017 / 03/30/2018
Assignment Detail
Industry:InsuranceJob Category:Finance / Accounting
Compliance Associate
Find your next opportunity in the Financial Services Industry. Eclaro is looking for a Compliance Associate for our client in Sleepy Hollow, NY.
Eclaro's client is one of the largest mutual life insurance companies and provides long-term care insurance, mutual funds and retirement-plan services across the US. If you’re up to the challenge, then take a chance at this rewarding opportunity!

  • Conduct thorough investigations of agent sales practices using company systems and reports, internet searches, public records and email searches.
  • Summarize findings in memos, and communicate findings to field supervisory management for follow up.
  • Evaluate responses and determine appropriate next steps to resolve the issues identified in the investigation.

  • Bachelors Degree.
  • Strong analytical and investigative skills.
  • Excellent verbal and written communication skills.
  • Excellent organizational skills. Ability to manage multiple work items, work independently and follow through to completion.
  • Strong work ethic and attention to detail.
  • Advanced Excel proficiency, including macros,pivot tables.
  • Series 6 or 7 or other insurance designation.

  • Prior experience in the insurance/securities industry, preferably in compliance or operations.
  • Knowledge of Insurance and Securities Products including Life Insurance, Fixed and Variable Annuities, and Mutual Funds.

  • Position will be moving to White Plains location in the next few weeks/months

If hired, you will enjoy the following Eclaro Benefits:
  • 401k Retirement Savings Plan administered by Merrill Lynch
  • TransitChek Pretax Commuter Benefits
  • Eligibility to purchase Medical, Dental & Vision Insurance through Eclaro

Interested in applying? Contact Jerrie Pureno

Equal Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

Application Instructions

Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!

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