Job Description

AFC SWAT TEAM Reviewer
Job Number: 21-01396
 
 
Help drive change! Eclaro is looking for an AFC SWAT TEAM Reviewer for our client in New York, NY

 
Eclaro’s client is a leading global bank stimulating change and innovation in the industry by offering top-notch financial products and services for a wide-range of clients worldwide. If you’re up to the challenge, then take a chance at this rewarding opportunity!
 

Position Overview:
  • The candidate will focus on Client Americas AML Program ensuring that the Program adheres laws, regulations and regulatory expectations in addressing AFC risks. Critical responsibilities include daily execution of testing of the AML Program relating to the pre-determined scope
  • Participation in AFC SWAT Team Review responsible for testing specific aspects of the AML Program
  • Assist in the execution of a "deep dive of control design and operating effectiveness of the AML Program
  • Liaise documentation and meeting requests with relevant management / stakeholders, in order to executive against test scripts and delivery timelines
  • Create and maintain testing documentation supporting testing results
  • Proactively identifying potential weaknesses impacting the AML Program for the Americas
  • Provide timely status of testing against deliverable timelines.
Responsibilities:
  • Participate in a SWAT Team Review of areas within scope
  • Assist in the sample selection of the area of review within the scope
  • Develop and maintain a testing spreadsheet identifying all required attributes as evidenced in the Policies and Procedures such as the AML Policy or KYC Policy
  • Create a workpaper to support testing results with observations / weaknesses noted
  • Draft observations / findings noted during testing for inclusion in the final SWAT Review Report
  • Communicate and escalate concerns to the SWAT Review Lead, as required
  • Liaise with Management to ensure accuracy of any and all observations / weaknesses identified
  • Confirm that for weaknesses identified there are no findings (regulatory, audit or SIIs) recorded for the same weakness
  • Participate in SWAT team meetings to understand the scope, testing and downstream impact of observations / weaknesses noted
  • Promote an inclusive culture of collaboration to drive enhanced quality of testing results and timely identification of weaknesses
Qualifications:
  • Bachelors Degree or equivalent.
  • 1-5 years of AFC, Testing/Audit/Exam Management, or relevant experience
  • Highly professional demeanor with excellent communication skills (verbal and written)
  • Basic knowledge of applicable AFC laws and regulations, including Bank Secrecy Act
  • Ability to deliver timely and quality execution in a fast-paced and highly-pressured environment
  • Detail oriented and organized, as well as proactive in follow up on observations / weaknesses noted
  • Flexibility to work extended hours to meet deadlines, when necessary.
 
If hired, you will enjoy the following Eclaro Benefits:
  • 401k Retirement Savings Plan administered by Merrill Lynch
  • Commuter Check Pretax Commuter Benefits
  • Eligibility to purchase Medical, Dental & Vision Insurance through Eclaro 


If interested, you may contact:
Tony Viterbo
anthony.viterbo@eclaro.com
6463571241
Tony Viterbo | LinkedIn
 

 

Equal Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

Application Instructions

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